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Self-regulatory organizations
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#	Item
31	20145 ISDA Credit Derivatives Determinations Committees Rules (September March 163, 20145 Version) Add to Reading List Source URL: dc.isda.org Language: English - Date: 2015-03-13 12:27:45 Self-regulatory organizations Auctions International Swaps and Derivatives Association ISDA Master Agreement Depository Trust & Clearing Corporation
32	Family Law Software Report Add to Reading List Source URL: www.flournoywealthmanagement.com Language: English - Date: 2016-05-20 13:47:46 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority LPL Financial Securities Investor Protection Corporation Registered Investment Adviser Financial adviser
33	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission
34	Amendments to facilitate the investment industry’s move from a T+3 to T+2 settlement cycle Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-28 14:56:02 Financial markets Self-regulatory organizations Financial regulation Central Securities Depositories Systemic risk Investment Industry Regulatory Organization of Canada Depository Trust & Clearing Corporation T+3 Futures contract Clearing Securities lending Settlement
35	January 5, 2016 Introduction FINRA’s 2016 Regulatory and Examination Priorities Letter identifies both new areas of focus as well as areas of recurring concern. We first address three broad issues—culture, conflicts Add to Reading List Source URL: www.finra.org Language: English - Date: 2016-01-04 17:32:29 United States securities law Self-regulatory organizations Financial Industry Regulatory Authority Broker-dealer Structured product U.S. Securities and Exchange Commission Investment banking Financial analyst Registered representative Brokerage firm ACT Securities regulation in the United States
36	Derivatives: Introduction and Legislation in the 114th Congress Add to Reading List Source URL: www.fas.org Language: English - Date: 2016-07-07 08:58:34 Systemic risk Financial markets Self-regulatory organizations Stock market Commodity markets Derivative Commodity Futures Trading Commission Swap Execution Facility Over-the-counter National Futures Association Commodity Futures Modernization Act Futures contract
37	RELEVANT TRANSACTION AND TRIGGERED TRANSACTION DATA GUIDELINES (published on March 24, 2010) Capitalized terms used but not defined in these Relevant Transaction and Triggered Transaction Data Guidelines (these "Data Gui Add to Reading List Source URL: www.isda.org Language: English - Date: 2010-06-17 16:12:30 Self-regulatory organizations International Swaps and Derivatives Association ISDA Master Agreement Derivative Credit event Depository Trust & Clearing Corporation Database transaction Credit default swap
38	2014 ISDA Credit Derivatives Determinations Committees Rules (September 16, 2014 Version) Add to Reading List Source URL: dc.isda.org Language: English - Date: 2016-07-12 15:36:25 Self-regulatory organizations Auctions International Swaps and Derivatives Association ISDA Master Agreement Depository Trust & Clearing Corporation
39	CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (December 18, 2009March 29, 2011 Version) 1. COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES Add to Reading List Source URL: dc.isda.org Language: English - Date: 2016-07-12 15:36:25 Self-regulatory organizations International Swaps and Derivatives Association Depository Trust & Clearing Corporation ISDA Master Agreement
40	Microsoft WordDisclosure Summary Add to Reading List Source URL: www.tradition.com Language: English - Date: 2016-06-06 11:35:46 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Investor Protection Corporation Security Privacy Securities regulation in the United States

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